YieldMax Universe Fund of Option Income ETFs

1. 01

   Behind SPY over 1 year

   1 month: −9.1% (SPY −1.6%). 3 months: −8.3% (SPY −0.4%). 1 year: −40.4% (SPY +13.6%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: YMAX, SPY · as of 4 Nov 2026

2. 02

   3.6% above its 52-week low

   Closed at $6.97 on 4 Nov 2026: 40.2% below the 52-week high of $11.65 (6 Nov 2025) and 3.6% above the low of $6.73 (3 Nov 2026).

   Daily price bars, split-adjusted · as of 4 Nov 2026

3. 03

   Below its 50- and 200-day averages

   The 4 Nov 2026 close of $6.97 was 6.6% below its 50-day average ($7.46) and 13.3% below its 200-day average ($8.04).

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

4. 04

   Short interest at 6.3% of shares outstanding

   3.1M shares were sold short at the 15 Oct 2026 settlement, 6.3% of the 48.9M shares outstanding; covering them would take 3.3 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

At the 4 Nov 2026 close