First Trust Utilities AlphaDEX Fund

1. 01

   Above its 50- and 200-day averages

   The 4 Nov 2026 close of $48.78 was 5.4% above its 50-day average ($46.28) and 1.1% above its 200-day average ($48.24). It has closed above the 200-day for 4 sessions, since 30 Oct 2026. The 50-day average crossed below the 200-day on 21 Sep 2026, 32 sessions ago.

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

2. 02

   Behind SPY over 1 year

   1 month: +7.8% (SPY −1.6%). 3 months: +1.9% (SPY −0.4%). 1 year: +6.3% (SPY +13.6%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: FXU, SPY · as of 4 Nov 2026

3. 03

   65% of the way up its 52-week range

   Closed at $48.78 on 4 Nov 2026: 5.5% below the 52-week high of $51.62 (9 Apr 2026) and 12.4% above the low of $43.40 (29 Sep 2026).

   Daily price bars, split-adjusted · as of 4 Nov 2026

4. 04

   Volume 2.0× its 30-session average on 4 Nov 2026

   4 Nov 2026 volume of 489.4K shares was 2.0× the average of the 30 sessions before it (248.1K), as the price rose 1.0%. SPY traded 1.5× its own average that session.

   Daily volume against a 30-session baseline · as of 4 Nov 2026

5. 05

   Short interest at 0.2% of shares outstanding

   33.9K shares were sold short at the 15 Oct 2026 settlement, 0.2% of the 15.9M shares outstanding; covering them would take 1.0 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

At the 4 Nov 2026 close