First Trust Financials AlphaDEX Fund

1. 01

   1.6% below its 52-week high

   Closed at $66.33 on 4 Nov 2026: 1.6% below the 52-week high of $67.38 (5 Aug 2026) and 21.9% above the low of $54.40 (27 Mar 2026).

   Daily price bars, split-adjusted · as of 4 Nov 2026

2. 02

   Rose 2.5% on 4 Nov 2026

   The 4 Nov 2026 gain of 2.5% was 3.3× its average daily move of 0.7% over the past year, and its largest one-day gain since 8 Apr 2026.

   Daily closes, split-adjusted · as of 4 Nov 2026

3. 03

   Ahead of SPY over 1 year

   1 month: +7.5% (SPY −1.6%). 3 months: −0.8% (SPY −0.4%). 1 year: +15.6% (SPY +13.6%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: FXO, SPY · as of 4 Nov 2026

4. 04

   Above its 50- and 200-day averages

   The 4 Nov 2026 close of $66.33 was 4.2% above its 50-day average ($63.68) and 7.7% above its 200-day average ($61.57). It has closed above the 200-day for 20 sessions, since 8 Oct 2026. The 50-day average crossed above the 200-day on 12 Jun 2026, 100 sessions ago.

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

5. 05

   Short interest at 0.2% of shares outstanding

   24.8K shares were sold short at the 15 Oct 2026 settlement, 0.2% of the 16.6M shares outstanding; covering them would take 1.0 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

At the 4 Nov 2026 close