First Trust Technology AlphaDEX Fund

1. 01

   Ahead of SPY over 1 year

   1 month: −9.6% (SPY −1.6%). 3 months: −1.3% (SPY −0.4%). 1 year: +22.2% (SPY +13.6%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: FXL, SPY · as of 4 Nov 2026

2. 02

   Below its 50-day average, above its 200-day

   The 4 Nov 2026 close of $208.39 was 4.7% below its 50-day average ($218.78) and 6.2% above its 200-day average ($196.16). It has closed above the 200-day for 147 sessions, since 8 Apr 2026. The 50-day average crossed above the 200-day on 27 Apr 2026, 133 sessions ago.

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

3. 03

   Light volume: 0.5× its 30-session average on 4 Nov 2026

   4 Nov 2026 volume of 30.2K shares was 0.5× the average of the 30 sessions before it (63.1K), as the price fell 0.9%. SPY traded 1.5× its own average that session.

   Daily volume against a 30-session baseline · as of 4 Nov 2026

4. 04

   71% of the way up its 52-week range

   Closed at $208.39 on 4 Nov 2026: 10.1% below the 52-week high of $231.93 (6 Oct 2026) and 37.4% above the low of $151.62 (30 Mar 2026).

   Daily price bars, split-adjusted · as of 4 Nov 2026

5. 05

   Short interest at 0.2% of shares outstanding

   22.2K shares were sold short at the 15 Oct 2026 settlement, 0.2% of the 12.6M shares outstanding; covering them would take 1.0 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

At the 4 Nov 2026 close